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Korean J Otorhinolaryngol-Head Neck Surg. 2024;67(11):579-585

Publication date (electronic) : 2024 November 15

doi : https://doi.org/10.3342/kjorl-hns.2024.00318

Dae Hyun Kim¹, Moon Su Kwak¹, Yoon Woo Koh², Se-Heon Kim², Jae-Yol Lim¹, Young Min Park^,1

¹Department of Otorhinolaryngology, Gangnam Severance Hospital, Yonsei University College of Medicine, Seoul, Korea

²Department of Otorhinolaryngology, Yonsei University College of Medicine, Seoul, Korea

김대현¹, 곽문수¹, 고윤우², 김세헌², 임재열¹, 박영민^,1

¹연세대학교 의과대학 강남세브란스병원 이비인후과학교실

²연세대학교 의과대학 이비인후과학교실

Address for correspondence Young Min Park, MD, PhD Department of Otorhinolaryngology, Gangnam Severance Hospital, Yonsei University College of Medicine, 211 Eonju-ro, Gangnam-gu, Seoul 06273, Korea Tel +82-2-2019-3460 Fax +82-2-3463-4750 E-mail autumnfe79@yuhs.ac

Received 2024 June 17; Revised 2024 July 31; Accepted 2024 August 6.

Trans Abstract

Introduction

Oral tongue squamous cell carcinoma (OTSCC) is one of the most common malignant tumors of the oral cavity and occurs mainly after the age of 40 years [1,2]. The staging of OTSCC is performed using the tumor node metastasis (TNM) staging system of the American Joint Committee on Cancer (AJCC). According to TNM staging, 24%-50% of OTSCC patients initially are diagnosed with local-regionally advanced (stages IVA and IVB) disease, and the 5-year overall survival rate for these patients has been reported to be 28%-58% [3,4]. Surgical treatment is the preferred initial treatment of stage IV OTSCC treatment, and adjuvant therapy should be considered to prevent disease progression and recurrence [5,6]. The treatment modalities for OTSCC patients are mainly determined based on the TNM stage, but the existing TNM staging system has limitations in accurately predicting the prognoses of OTSCC patients.

In the revised 8th edition of the AJCC staging system, extranodal extension (ENE) was newly reflected in the N classification; if metastatic lymph nodes (LNs) were present with ENE, the patient was upstaged to N2a or N3b. Therefore, cases defined as N1 in the previous 7th TNM system were upgraded to N2a or N3b and newly classified as stage IV. As these patients were reclassified as stage IV, the likelihood of subgroups with distinct prognostic differences among stage IV OTSCC group increased. Therefore, we investigated the treatment results and prognostic factors of stage IV OTSCC patients and explored the existence of subgroups with distinctive prognoses. In addition, the outcome of salvage therapy was analyzed in recurrent cases, and the survival rates and prognostic factors were investigated.

Subjects and Methods

From June 2005 to January 2020, we enrolled patients diagnosed with OTSCC and who underwent treatment at Severance Hospital. The Institutional Review Board of Yonsei University approved this retrospective study (IRB No. 3-2024-0140). The 8th AJCC staging system was used for tumor staging of all patients. The inclusion criteria were 1) histological diagnosis of OTSCC and surgery as an initial treatment and 2) pathologic TNM stage IV. Exclusion criteria were as follows: 1) previous surgery or radiotherapy in the head and neck region, 2) stage I-III OTSCC, and 3) distant metastases at the time of diagnosis.

Patient age, gender, smoking history, and other demographics were analyzed based on medical records. Pathological information including histologic grade, surgical margin status, lymphovascular invasion (LVI), perineural invasion (PNI), ENE, tumor size, and cases and causes of death during the study were additionally investigated. Recurrence cases were also checked and classified specifically as follows: local, regional, distant. The period from initial treatment to recurrence was defined as the period to recurrence. Five-year recurrence-free survival (RFS) and disease-specific survival (DSS) were analyzed based on recurrence and mortality analysis data.

All patients included in this study underwent surgery with curative intention. Depending on the size and location of the primary tumor, subtotal or total glossectomy was performed. For cN0, elective neck dissection including level I-III was performed; for cN1, therapeutic neck dissection was performed. Adjuvant therapy was considered if positive/close margins, LVI, PNI, ENE, or T3-4 findings were found in the pathological examination.

Data such as patients’ personal/clinical information, postoperative pathology records, Among the above data, uni/multivariate analyzes were used to determine which factors influenced the survival rate of patients. Statistical techniques such as chi-square test, Fisher’s exact test, and t-test were used. Additionally, the Kaplan-Meier curve and multivariate cox proportional hazard regression model were also used. A p-value <0.05 was considered to indicate statistical significance. Statistical analysis was performed using SPSS 18.0 for Windows (SPSS Inc., Chicago, IL, USA).

Results

A total of 144 patients with stage IV OTSCC was included in this study, with 91 (63.2%) males and 53 (36.8%) females. The mean age of the patients was 52.1 years (range, 18-85 years). According to pT classification, 13 patients were pT1 (9.0%), 44 were pT2 (30.6%), 26 were pT3 (18.1%), and 61 were pT4 (42.4%). According to pN classification, 13 patients were pN0 (9.0%), 8 were pN1 (5.6%), 51 were pN2 (35.4%), and 72 were pN3 (50.0%). The degree of histologic differentiation was evaluated in the surgical specimens. Forty-seven (32.6%) cases were well-differentiated, 50 (34.7%) cases moderately differentiated, 7 (4.9%) cases were poorly differentiated, and 40 (27.8%) cases were unknown. In addition, 127 cases (88.2%) exhibited negative surgical margins and 17 cases (11.8%) showed positive margins. There were 38 cases (26.4%) with LVI findings and 68 cases (47.2%) with PNI findings. ENE findings were present in 85 patients (59.5%). Adjuvant therapy was conducted to 129 patients (89.6%), 48 patients received radiotherapy only, and the rest of patients received CCRT. Sixty-four recurrences occurred during the study period - local (6), regional (21), distant (33), and locoregional (4) each. Seventy-five patients died due to progression during the study period. The 5-year RFS of the patients was 54.5%, and the 5-year DSS was 49.2% (Fig. 1). Table 1 summarizes the other clinical information of all the patients.

Fig. 1.

The 5-year recurrence-free survival (RFS) of the patients was 54.5%, while the 5-year disease-specific survival (DSS) was 49.2%. A: 5 yr RFS. B: 5 yr DSS. C: 5 yr DSS of relapsed patients after salvage therapy.

Table 1.

Clinical information of all patients (n=144) enrolled in the study

When prognostic factors related to disease recurrence were analyzed through univariate analysis, LVI, T classification, and LNs metastasis exhibited significant correlation with disease recurrence (Table 2). On multivariate analysis, LVI, T classification, and LN metastasis also showed significant correlation with disease recurrence. When prognostic factors related to mortality were analyzed through univariate analysis, surgical margins, LVI, T classification, and LNs metastasis exhibited a statistically significant correlation (Table 3). In multivariate analysis including only variables with p-values less than 0.05, surgical margins, LVI, T classification, and LNs metastasis showed significant correlation with mortality (Table 4).

Table 2.

Univariate analysis of clinic-pathologic factors on 5-year RFS

Table 3.

Univariate analysis of clinic-pathologic factors on 5-year DSS

Table 4.

Multivariate Cox regression analysis for RFS and DSS on various factors

During the study period, 64 relapses occurred, and surgical treatment was a prognostic factor only in relapsed patients on univariate and multivariate analyses (Tables 5 and 6). In relapsed patients, the 5-year DSS after salvage therapy was only 9.7% (Fig. 2). In stage IV OTSCC patients, the most common site of disease recurrence was distant metastasis, followed by regional recurrence. In univariate analysis, LVI, PNI, surgical margin status, and advanced T were statistically significant as predictors of distant metastasis. When multivariate analysis was performed on these variables, LVI and advanced T were statistically significant factors for predicting distant metastasis (Table 7).

Table 5.

Univariate analysis of variables for predicting survival in recurrent cases

Table 6.

Multivariate Cox regression analysis for predicting survival in recurrent cases

Fig. 2.

The 5-year disease-specific survival (DSS) of relapsed patients after salvage therapy was 9.7%. 5 yr DSS of relapsed patients after salvage therapy.

Table 7.

Multivariate Cox regression analysis for predicting distant metastasis

The presence or absence of subgroups with distinct prognoses in the stage IV OTSCC patient group was analyzed. The patients were divided into three groups according to T and N combination. Patients were classified into pT4N0 without LN metastasis, pT1-3N2-3 with small primary tumor but advanced N, and pT4N1-3 with both advanced T and N findings. Five-year RFS and DSS were analyzed in the three groups, and statistically significant differences were identified. The treatment outcome of the T4N0 patient group without LN metastasis was the best, while the treatment outcome of the T4N1-3 patient group with advanced T and N findings was the worst (Fig. 3).

Fig. 3.

Subgroup analysis (T4N0 vs. T1-3N2-3 vs. T4N1-3) of 5-year recurrence-free and disease-specific surgical of stage IV tongue cancer patients. A: Subgroup analysis of 5 yr recurrence-free survival (RFS) rate in stage IV tongue cancer patients. B: Subgroup analysis of 5 yr disease-specific survival (DSS) rate in stage IV tongue cancer patients.

Discussion

For treatment of stage IV OTSCC, surgery is the preferred initial method, and adjuvant therapy should be performed to prevent disease progression and recurrence [5,6]. The incidence of distant metastasis of oral cancer has been reported to be approximately 10%, which is not high compared to other sites of HNSCC [7,8]. However, as locoregional control of oral cancer patients has improved with development of treatment technologies, distant metastasis is emerging as an important cause of treatment failure [9-12]. This study focused on stage IV OTSCC, 51% of all recurrent cases involved distant metastasis, which was the most common type of treatment failure. Of patients with distant metastasis, 90.9% eventually died, indicating again that salvage therapy is very rarely successful when distant metastasis occurs in OTSCC patients. Therefore, if there is a method for screening high-risk groups and providing early diagnosis before clinical presentation of distant metastases, the survival rate of advanced OTSCC patients may improve. Several researchers have argued that chest CT every 6 months for the first 2 years is helpful for early detection in high-risk HNSCC patients because many distant metastases occur in the lungs [13]. LVI findings of tumor cell invasion of blood or lymphatic vessels are important in the tumor metastatic cascade or angiogenesis [9]. In our study, LVI findings along with advanced T were significant predictors of distant metastasis, and it is necessary to perform active surveillance for early detection of distant metastases in high-risk patients with these findings. A previous study reported that adjuvant chemotherapy can be effective in improving survival and reducing distant metastasis in loco-regionally advanced HNSCC patients after surgery and adjuvant radiotherapy [14,15]. Recently, clinical trials on maintenance adjuvant therapy using targeted agents including cetuximab or immune check point inhibitors have been conducted to control distant metastasis in HNSCC patients [16-18]. Further studies are needed to elucidate the clinical effects of aforementioned maintenance adjuvant therapy in preventing distant metastasis and to explore the optimal indications for the treatment in high-risk patients.

It has been known that 40% of oral cancer patients are diagnosed as stage IV initially, and the 5-year survival rate of these patients is 28%-58% [19-25]. In the 8th AJCC staging system, stage IV corresponds to cases with advanced T (T4a or T4b) or aggressive LNs metastasis (N2-3). Therefore, a case of T4 without LN metastasis or a case of N2 or N3 regardless of T classification also is classified as stage IV. Accordingly, the stage IV OTSCC patient group can be divided into several subgroups according to combination of T and N classification. In this study, stage IV OTSCC patients were divided into T4N0, T1-3N2-3, and T4N1-3, and 5-year RFS of these three patient groups was 84.6%, 56.4%, and 41.4%, respectively, exhibiting a statistically significant difference. In addition, the 5-year DSS of the three patient groups was 76.9%, 52.9%, and 35.0%, respectively, which also showed a statistically significant difference. Most of the patients participating in this study were treated with the same treatment protocol, including surgery and adjuvant therapy (radiotherapy or chemoradiotherapy), but demonstrated different levels of tumor control for each subgroup. Although it is not considered in the current standard of care, it can be seen that active follow-up strategies or more intensified adjuvant therapy may be needed for early diagnosis or prevention of disease recurrence in the T1-3N2-3 and T4N1-3 patient groups with a poorer prognosis.

Since current TNM staging does not reflect important pathological factors such as LVI, PNI, and surgical margins, it has limitations in predicting the prognosis of patients. As shown in this study, LVI and surgical margin status in stage IV OTSCC are important prognostic factors related to the survival of patients. Therefore, these factors should be reflected in the risk stratification of the patient group. Some researchers have argued that the survival rate of patients can be improved by devising a nomogram that can predict the treatment outcome of oral cancer patients and suggesting intensified adjuvant treatment for high-risk patients [26]. In the future, additional research is needed to classify stage IV OTSCC patients according to individualized risk using methods such as nomograms and to improve the survival rate of these patients by selecting high-risk groups.

Since this study was conducted retrospectively, selection bias related to patient selection cannot be avoided. In addition, since T4b patients were not included, there is a limit to its application for interpretation of treatment results for the T4b patient group. Since this study was conducted focused on the data of patients who underwent surgery and adjuvant radiation or chemotherapy, it has limitations in its application to patients who underwent curative chemotherapy. In addition, there is a limitation in applying the results of this study to these patients as it does not reflect the treatment protocols, including neoadjuvant chemotherapy and surgery, which are being implemented in some institutions.

In conclusion, the major type of treatment failure in stage IV OTSCC patients was distant metastasis, and the related predictors of distant metastasis were LVI and advanced T. In the stage IV OTSCC patient group, there were subgroups with distinct prognoses according to the combination of T and N classifications. The T4N0 group had the best survival rate, while the T4N1-3 group had the worst prognosis.

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